Leonard M. Coris is a Registered Representative of and offers securities products and services through Royal Alliance Associates, Inc. Member FINRA/SIPC, a registered broker dealer. In this regard, this communication is strictly intended for individuals residing in the states of AK, AZ, CA, FL, MA, NC, NJ, OH and VT. No offers may be made or accepted from any resident outside the specific states referenced.
Leonard M. Coris is also a separate investment advisor under Watermill Advisory Services, Inc., an investment advisor in the states of MA and AZ. As such, these services are strictly intended for individuals residing in MA and AZ.
Important Consumer Information
A broker-dealer (BD), investment advisor (IA), a BD agent or IA representative may only transact business in a state if first registered in that state or is excluded or exempt from registration in that state as a broker-dealer, investment advisor, BD agent or IA representative, as appropriate. Follow-up, individualized responses to persons in a state by such a firm or individual that involve either effecting or attempting to effect transactions in securities, or the rendering of personalized investment advice for compensation, will not be made without first complying with appropriate registration requirements or an applicable exemption or exclusion.
For information concerning the licensing status or disciplinary history of a broker-dealer, IA, BD agent or IA representative, a consumer should contact his or her state securities law administrator.